*Official quotations may be obtained on request. >> An application form can be obtained from the Faculty. Weekly Competition – Week 4 – September 2019, Weekly Competition – Week 2 – October 2019, Weekly Competition – Week 3 – October 2019, Weekly Competition – Week 4 – October 2019, Weekly Competition – Week 1 – November 2019, Weekly Competition – Week 2 – November 2019, Weekly Competition – Week 3 – November 2019, Weekly Competition – Week 4 – November 2019, Weekly Competition – Week 1 – December 2019. The law school offers a broad and varied concentration of securities and corporate law courses. << If you have demonstrated consistent capacity in dealing with problems in the securities market, as discussed above, have a few books to your name and clients have consistently valued your opinion, nothing stops you from being inducted as a tribunal member. Law Journal Editing (2 hrs. Please enable scripts and reload this page. Successful completion of this course satisfies one of the upper-level legal writing requirements. << Securities Regulation: Mutual Funds and Investment Advisers Act (2 hrs.) Compliance and Corporate Responsibility (2 hrs) In this course, students will study the field of corporate compliance, including pertinent statutory principles and law enforcement initiatives, the creation and implementation of compliance programs, the development of related ethics policies and codes of conduct, and attendant professional responsibility issues. Actually, in our country, there are a lot of securities laws courses. Miles, Prof. Schooner. QP This course provides an in-depth analysis of several themes central to the regulation of exchange and over-the-counter trading in domestic securities. The externships include clerkships at the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other self-regulatory organizations as well as several brokerage firms. /CreationDate(D:20180319143748+05'30') International Applications March 16, 2019, 620 Michigan Ave., N.E. Mr. Lipton. %PDF-1.5 Students who intend to devote a portion of their practice to securities/corporate law are advised to take both of these basic securities courses in their second year, as well as at least one of the more sophisticated securities offerings such as Corporate Finance, Securities Civil Litigation, Securities Regulation: Derivatives Seminar, Securities Market Regulation Seminar, the Securities Regulation Investment Company and Investment Advisers Act, or Securities Compliance (a transition to practice course) in their third year.

Legal Drafting: General Drafting (3hrs.)

A study of those federal statutes intended to preserve the benefits of competition in unregulated industries. For the remainder of the semester, students supervise and edit at least two student writing projects or critique or edit at least two other manuscripts submitted to the law journal. 4 0 obj Wealth Management (2 hrs.) Yes, it is securities litigation of all kinds. Many people broke their heads trying to understand how the big bulls of the securities market like Harshad Mehta, Ketan Parekh, C. R. Bhansali, etc. Please contact Student Finance at +27 (0) 11 559 2981/3776. There are a significant number of mid-sized portfolio management and investment advisory firms, which though claim to be a pro in share movements, are not very clear of what SEBI regulations apply to them and what compliance is expected of them. Prof. Hence the fact that you have SEBI as the opposite party does not come in the way of your getting a judgment in your favor as long as you have firm grounds in fundamentals of securities laws and have been denied opportunities against natural justice.

Securities Regulation: Trading (3 hrs.) position:fixed;

Financial Institutions Regulation (3 hrs.) /Length 556363

During this time the instructor conducts editing tutorials, as the need arises, and is available for student conferences.
Through the course of the semester, students draft a minimum of three major legal documents in addition to rewrites and shorter written exercises. Please note that universities are in the process of bringing their qualifications in line with the new Higher Education Qualification Framework and this may result in qualifications being renamed. Postgraduate Diploma Course In Securities Law Recognizing the growing importance of India's Capital Market and in keeping with its pioneering role in Indian Legal Education, the Government Law College, Mumbai offers a one-year Postgraduate Diploma Course in Securities Law … These may be general office documents or documents in a particular doctrinal area. You may also be able to help with how to document and keep a record/track of transactions, since matters may even be taken up by SEBI after a period of 5-7 years. } This is a relatively uncrowded field that is at the same time highly well remunerated. So are you going to let your limiting beliefs stop you from taking the first step towards gaining this knowledge? I personally know of a company secretary and lawyer who ended up being on the primary markets advisory committee of SEBI due to his sheer knowledge. Prof. Breger, Prof. Gregg, Prof. Mintz. This course is particularly beneficial for corporate associates in their early years of practice. /OP false The first few results you will get are related to courses at Stanford, Harvard, Duke and Columbia Law Schools.

Topics include the jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission, interaction of securities and commodities statutes and regulations, registration and regulation of commodity market participants, administrative and injunctive enforcement powers involving violations of the Commodity Exchange Act, developments in self-regulation, and private rights of action. It may take you a long time to get really good at it, but in the next 3 months, you could learn all the basics rapidly, as much as what new entrants take 2-3 years to learn.

Many of these may not have an in-house legal department and have no clue how to deal with it. The PLI logo is a service mark of PLI. QP This course concentrates on private business transactions that cross national boundaries. You have to specifically learn how to do this work. In a transactional approach, the course treats the creation and effect of financing arrangements and other secured transactions in personal property; the rights of third parties claiming interests in the collateral; and the use of checks, notes, and electronic payment techniques. A clinical externship program under the supervision of Securities and Exchange Commission staff attorneys. If a student has not completed the required editing assignments by the end of the first semester, work may continue into the second semester, in which case course credit will not be awarded until the end of the second semester. is offered as a part-time Executive (online) degree and is available to both domestic and foreign trained students with a first degree in law (J.D. This course offers students the opportunity to conduct original, in-depth legal research and produce a quality, written analysis in an area of special interest under the close supervision of a faculty member. The classroom courses include: Corporations; Securities Regulation: Enforcement Procedures and Issues; Securities Regulation: Issuance; Securities Regulation: Trading; Corporate Finance Seminar; Securities Regulation: Investment Company and Investment Advisers Act; and Securities Market Regulation Seminar. stream Nothing stops you from doing big things except for your own limiting beliefs.

/Type/ExtGState There is nothing in between, although there is a thriving market for securities litigation, which is growing as stock market activity grows and matures in India. Students turn in detailed time-logs and do some reflective writing about their field experience. Students taking this course are required to contemporaneously take or previously have taken Corporations. Primary emphasis on the Federal Securities Exchange Act of 1934. How great would it be if you end up on the other side of the tribunal! These short study programmes have been specifically developed to address the needs that have been identified in the work place. | Powered by. endobj Mr. Griffin.

endobj US Securities Law Digest: June 2020. This course requires a qualifying course paper that fulfills one half of the upper-level writing requirement. Government Law College-Securities Law Course Prospectus 2018-19 7 be instrumental in investor education as it relates to investor protection.

The demand for trained and experienced business rescue practitioners is thus likely to continue rising.

This two-day program on the securities laws is a fundamental primer for securities attorneys. A student who wishes to stay in a single placement for a second semester must receive approval from the Director of Experiential Education. Within the concentration can be found more than a dozen lecture and seminar courses and similar number of externship programs. It’s not all procedural and dry. 1 0 obj Google this term: securities litigation course. Securities Civil Litigation (2 hrs.) Topics covered include purpose and operation of securities markets; the implementation of self-regulatory oversight with focus upon the relationship between the exchanges and broker/dealers and the exchanges and the Securities and Exchange Commission; regulation of broker/dealers; the implication of listed and unlisted trading; the development of the national market system and the system’s reliance upon intermarket communication and execution systems and brokers’ performance of fiduciary duties of best execution; order flow issues; alternative trading systems and competition in the securities market; and the impact of off-board trading restrictions. Washington, DC 20064 Contact Us, © 1887-2020 The Catholic University of America, Comparative and International Law Institute (CILI), Compliance, Investigations, and Corporate Responsibility Program (CICR), Consumer Information (ABA Required Disclosures), Office of Career and Professional Development, Office of Student Life and Special Events. Faculty. These matters, therefore, have significant financial implications for a client and as a corollary, lawyers who can effectively represent such clients are paid handsomely. Successful completion of this course fulfills one half of the upper-level writing requirement. Much like people would be willing to pay a dietician whose maximum clients have achieved expected weight losses.

operated. This externship seminar is similar to Becoming a Lawyer, except that students' field placements are in securities law and class discussion focuses on issues that relate to the practice of securities law.

Can I argue my own cases in SAT after doing your course? Prof. Lipton. Legal Externship (2 or 3 hrs.) Google this term: securities litigation course.

Guest lecturers may address some specialized topics during the semester.
Continuing Legal Education since 1933. Read about her career and contributions. /Type/ExtGState

A student's placement must be for uncompensated legal work under the supervision of an attorney. Grading is pass/fail. or equivalent degree). Students will also explore a variety of perspectives on holding business corporations and other entities legally and ethically accountable, including emerging norms of corporate responsibility and new forms of social enterprise.

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