list of debt securities

The ADR ratio is 2:1, meaning two ADRs represent one ordinary share. AstraZeneca (LSE/STO/NYSE: AZN) is a global, science-led biopharmaceutical company that focuses on the discovery, development and commercialisation of prescription medicines, primarily for the treatment of diseases in three therapy areas - Oncology, Cardiovascular, Renal & Metabolism, and Respiratory & Immunology. Please refer to our, Understanding Risks of Structured Products, Issuer and Liquidity Provider Information, Liquidity Provider Information – Derivative Warrants, Liquidity Provider Information – Inline Warrants, Industry Principles on Liquidity Provision for Listed Structured Products, Industry Frequently Asked Questions on Issuers Websites, Information for Debt Issues to Professional Investors, HKEX Lising Rules(Main Board) - Chapter 37, Frequently Asked Questions for Professional Debts, Naming Conventions of Stock Short Name by Product Types.

AstraZeneca ADRs and US listed debt securities are expected to commence trading on Nasdaq from Friday 25 September 2020. ©2017-20 Hong Kong Exchanges and Clearing Limited. AstraZeneca today announced that it will be transferring the listing of its American Depositary Receipts (ADRs) and its US-listed debt securities from the New York Stock Exchange (NYSE) to the Nasdaq Global Select Market (Nasdaq) and Nasdaq Bond Exchange respectively. Collateral Trust Mortgage Bonds 4.875% Series due 2066, Entergy Louisiana Inc. First Mortgage Bonds 5.25% Series due 2052, Entergy Louisiana, Inc. First Mortgage Bonds, 4.70% Series due 2063, Entergy Mississippi Inc. First Mortgage Bonds 4.90% Series Due 2066, Enbridge Inc 6.375% Fixed-to-Floating Rate Subordinated Notes Series 2018-B due 2078, Entergy New Orleans, LLC First Mortgage Bonds, 5.0% Series due 2052, Entergy New Orleans LLC First Mortgage Bonds 5.50% Series due 2066, El Paso Energy Capital Trust I, 4 3/4% Trust Convertible Preferred Securities of Debt Trust, Entergy Texas Inc First Mortgage Bonds 5.625% Series due 2064, Ford Motor Company 6.20% Notes due June 1, 2059, Ford Motor Company 6% Notes due December 1, 2059, First Eagle Alternative Capital BDC 6.125% Notes Due 2023. Special features refer to the non-exhaustive list of special features of certain debt securities that render such debt securities complex. Shares listed on Nasdaq Stockholm are issued under the Euroclear services agreement by Euroclear Sweden AB, the Swedish central securities depositary. Debt securities with an approved prospectus, listed on the GSX Main Market are able to raise capital across all EU capital markets simultaneously thanks to the single passport principle. Types of debt securities—overview.

Applicants must appoint a Member Firm which is qualified to list Debt Securities (Class 2) and is responsible for dealing with the Gibraltar Stock Exchange on all matters relating to the application, listing, and continuing obligations of all debt securities admitted to the Official List. First Eagle Alternative Capital BDC, Inc. First Eagle Alternative Capital BDC, Inc. 6.75% Notes due 2022, Fidus Investment Corporation - 5.375% Notes Due 2024, Fidus Investment Corporation 5.875% Notes due 2023, Fidus Investment Corporation - 6% Notes due 2024, Global Indemnity Limited 7.875% Subordinated Notes due 2047, Great Elm Capital Corp. 6.50% Notes due 2022, Great Elm Capital Corp. 6.75% Notes Due 2025, Great Elm Capital Corp. 6.5% Notes Due 2024, General Finance Corporation 8.125% Senior Notes due 2021, Synthetic Fixed-Income Securities Inc 6.375% (STRATS) Class A-1 US Cellular, STRATS trust holding Wal-Mart Stores, Inc. Securities, Series 2004-5 Due 2030, Strats Trust For Procter & Gamble Securities, Series 2006-1, holding Notes due 2034, Goldman Sachs Group Securities STRATS trust, Series 2006-2, due 2033, Synthetic Fixed-Income Securities, Inc. Trust Series 2006-3 Holding Allstate Notes Due 2036, Globe Life Inc. 6.125% Junior Subordinated Debentures due 2056, Gladstone Capital Corporation - 6.125% Notes due 2023, Gladstone Capital Corporation - 5.375% Notes due 2024, GATX Corporation 5.625% Senior Notes due 2066, Georgia Power Company Series 2017A 5.00% Junior Subordinated Notes due 2077, Global Ship Lease, Inc. 8.00% Senior Notes due 2024, Cabco Series 2004-102 Trust Holding SBC Communications, Inc. Collared Floating Rate Certificates, Harvest Capital Credit Corporation 6.125% Notes due 2022, Hercules Capital, Inc. 6.25% Notes due 2033, Hercules Capital Inc. 5.25% Notes due 2025, Hartford Financial Services Group Inc. 7.875% Fixed to Floating Rate Jr Subordinated Debentures due 2042, Hillman Group Capital Trust Holding 11.6% Subordinated Debentures, Horizon Technology Finance Corporation 6.25% Notes due 2022, Hancock Whitney Corporation - 5.95% Subordinated Notes due 2045, Hancock Whitney Corporation - 6.25% Subordinated Notes due 2060, First Internet Bancorp 6.0% Fixed-to-Floating Rate Subordinated Notes due 2026, First Internet Bancorp - 6% Fixed-to-Floating Rate Subordinated Notes Due 2029, International Seaways, Inc. 8.50% Senior Notes due 2023, Merrill Lynch & Co., Inc. 6.0518% Index Plus Trust Certificates Series 2003-1, Lehman 3.50% Adjustable Trust Holding Goldman Sachs debentures, JMP Group LLC - 7.25% Senior Notes due 2027, JMP Group LLC - 6.875% Senior Notes due 2029, Navient Corporation 6% Senior Notes due 2043, Portman Ridge Finance 6.125% Notes due 2022, Structures Products Cp 8% CorTS Issued by Peco Energy Cap, Structured Products Corp 8.205% Trust Holding AON Capital securities due 2027, Medley Capital Corporation 6.125% Senior Notes due 2023, Medley Capital Corporation 6.50% Notes due 2021, Medallion Financial Corp. 9.000% Notes due 2021, MFA Financial Inc. 8.00% Senior Notes due 2042, Affiliated Managers Group, Inc. 5.875% Junior Subordinated Notes due 2059, Affiliated Managers Group, Inc. 4.750% Junior Subordinated Notes due 2060, Maiden Holdings, Ltd. 6.625% Notes due 2046, Maiden Holdings North America Ltd. 7.75% Notes due 2043, Monroe Capital Corporation - 5.75% Notes due 2023, ArcelorMittal 5.50% Mandatorily Convertible Subordinated Notes due 2023, MVC Capital Inc. 6.25% Senior Notes due 2022, NextEra Energy Inc. 5.125% Series I Junior Subordinated Debentures due 2072, NextEra Energy Inc. Series J 5.00% Junior Subord Debentures due 2073, NextEra Energy Inc. 5.25% Series K Junior Subordinated Debentures due 2076, NextEra Energy 5.65% Series N Junior Subordinated Debentures due 2079, Newtek Business Services Corp. 6.25% Notes Due 2023, Newtek Business Services Corp. - 5.75% Notes due 2024, National General Holdings Corp - 7.625% Subordinated Notes due 2055, New Mountain Finance Corporation - 5.75% Notes due 2023, National Rural Utilities Cooperative Finance Corporation 5.500% Subordinated Notes due 2064, NuStar Logistics L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043, OFS Capital Corporation - 6.25% Notes Due 2023, OFS Capital Corporation - 5.95% Notes due 2026, OFS Capital Corporation 6.375% Notes due 2025, OFS Capital Corporation - 6.50% Notes due 2025, Office Properties Income Trust - 5.875% Senior Notes due 2046, Office Properties Income Trust - 6.375% Senior Notes due 2050, Oxford Square Capital Corp. 6.50% Notes due 2024, Oxford Square Capital Corp. - 6.25% Notes due 2026, Prospect Capital Corporation 6.25% Notes due 2024, Prospect Capital Corporation 6.875% Notes due 2029, Prospect Capital Corporation 6.25% Notes Due 2028, Prudential Financial, Inc. 4.125% Junior Subordinated Notes due 2060, PennantPark Investment Corporation - 5.50% Notes Due 2024, PPL Capital Funding, Inc. 2013 Series B Junior Subordinated Notes due 2073, Prudential Financial, Inc. 5.625% Junior Subordinated Notes due 2058, Merrill Lynch Depositor Inc PPlus Class A, 6.30% Callable Trust Certificates RRD-1, ML Depositor PPLUS Trust Floating Rate Goldman Sachs Cap I Certificates GSC-2, QVC, Inc. 6.250% Senior Secured Notes due 2068, QVC, Inc. 6.375% Senior Secured Notes due 2067, Ready Capital Corporation 7.00% Convertible Senior Notes due 2023, Ready Capital Corporation 6.20% Senior Notes due 2026, Ready Capital Corporation 6.50% Senior Notes due 2021, B. Riley Financial, Inc. - 7.25% Senior Notes due 2027, B. Riley Financial, Inc. - 7.375% Senior Notes Due 2023, B. Riley Financial, Inc. 6.875% Senior Notes due 2023, B. Riley Financial, Inc. - 6.375% Senior Notes due 2025, B. Riley Financial, Inc. - 6.50% Senior Notes Due 2026, B. Riley Financial, Inc. - 6.75% Senior Notes due 2024, B. Riley Financial, Inc. - 7.50% Senior Notes Due 2027, Reinsurance Group of America Inc 6.20% Fixed-to-Floating Rate Subordinated Debentures due 2042, Reinsurance Group of America Inc 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056, Sachem Capital Corp. 6.875% Notes due 2024, Saratoga Investment Corp 6.25% Notes due 2023, Saratoga Investment Corp 7.25% Notes due 2025, Scorpio Tankers Inc. 7.00% Senior Notes due 2025, Star Bulk Carriers Corp. - 8.30% Senior Notes due 2022, Stellus Capital Investment Corporation 5.75% Notes due 2022, Sachem Capital Corp. 7.125% Notes due 2024, Sachem Capital Corp. 7.75% Notes due 2025, Stifel Financial Corporation 5.20% Senior Notes due 2047, South Jersey Industries, Inc. 5.625% Junior Subordinated Notes due 2079, Southern Company Series 2015A 6.25% Junior Subordinated Notes due 2075, The Southern Company Junior Subordinated 5.25% Series 2016A due 2076, Southern Company Series 2017B 5.25% Junior Subordinated Notes due December 1, 2077, Southern Company Series 2020A 4.95% Junior Subordinated Notes due 2080, Southern Company (The) Series 2020C 4.20% Junior Subordinated Notes due October 15, 2060, Sempra Energy 5.750% Junior Subordinated Notes due 2079, TravelCenters of America LLC - 8.25% Senior Notes due 2028, TravelCenters of America LLC - 8.00% Senior Notes due 2029, TravelCenters of America LLC 8.00% Senior Notes due 2030, Texas Capital Bancshares, Inc. - 6.50% Subordinated Notes due 2042, Telephone and Data Systems, Inc. 5.875% Senior Notes due 2061, Telephone and Data Systems, Inc. 6.875% Senior Notes due 2059, Telephone and Data Systems, Inc. 6.625% Senior Notes due 2045, Telephone and Data Systems, Inc. 7% Senior Notes due 2060, TriplePoint Venture Growth BDC Corp. 5.75% Notes due 2022, TVA 1998 Series D Puttable Automatic Rate Reset Securities bonds, TVA 1999 Series A Puttable Automatic Rate Reset Securities bonds, Unum Group 6.250% Junior Subordinated Notes due 2058, United States Cellular Corporation 6.95% Senior Notes due 2060, United States Cellular Corporation 7.25% Senior Notes due 2063, United States Cellular Corporation 7.25% Senior Notes due 2064, United States Cellular Corporation 6.250% Senior Notes due 2069, Western Alliance Bancorporation 6.25% Subordinated Debentures due 2056, WhiteHorse Finance, Inc. - 6.50% Notes due 2025, W.R. Berkley Corporation 5.625% Subordinated Debentures due 2053, W.R. Berkley Corporation 5.900% Subordinated Debentures due 2056, W.R. Berkley Corporation 5.75% Subordinated Debentures due 2056, W.R. Berkley Corporation 5.70% Subordinated Debentures due 2058, W.R. Berkley Corporation 5.10% Subordinated Debentures due 2059, W.R. Berkley Corporation 4.25% Subordinated Debentures due 2060, Zions Bancorporation 6.95% Fixed-to-Floating Subordinated Notes due 2028.

Listing debt securities on a stock exchange is usually carried out to gain access to a wider group of investors. The approved Prospectus or Listing Particulars are published by GSX on its website. However, in more recent years, a newer class of riskier, more controversial debt securities have come about. AstraZeneca's ADRs trade on NYSE under the symbol "AZN" and will continue to trade under this symbol after the move to Nasdaq. AstraZeneca's ADR programme was established in 1999 when Astra AB and Zeneca Group PLC merged. These include catastrophe bonds, collateralized debt obligations, … List Of Debt Securities Equities.

Further, as a global science-led, patient-focused biopharmaceutical company, dedicated to pushing the boundaries of science to deliver life-changing medicines, we are excited to be joining many of the world's largest and most innovative companies on Nasdaq. Deutsche Bank is the depositary bank for the programme and undertakes a number of functions including: issuing and cancelling ADRs; serving as registrar and transfer agent for the ADR and processing dividend payments for the ADR holders. Posted at 04:10 AM in Distressed Debt Investing, Junk Bond Investing, Lists of Distressed Debt Securities | Permalink | Comments (0). ", Thomas Kudsk Larsen, Head of Investor Relations, said: "The move to Nasdaq for US listing will provide access to stock-market indices for AstraZeneca's ADR, which is of increasing importance due to the expanded use of exchange-traded funds as well as index and passive investment strategies. There are currently 213 U.S. exchange traded debts in our database. World Bank seeks board approval for $12 bln coronavirus vaccine financing pla.. Chief Executive Officer & Executive Director, Executive VP-Operations & Information Technology, Chief Financial Officer & Executive Director, EVP-Biopharmaceuticals Research & Development. This makes the overall listing process very cost effective. For more information please visit https://www.astrazeneca.com/investor-relations/astrazeneca-adr-programme.html. Increased investor confidence and transparency. That is, the original buyer of the debt security effectively lends the issuer money in exchange for the security, which gives the holder the right to receive interest payments and, at maturity, the principal. Equities; Equity Warrants; Exchange Traded Products. List of U.S. Exchange Traded Debt. All rights reserved. The ADRs will continue to be listed under the ticker symbol 'AZN'. As an EU-regulated market, all debt securities listed on the GSX Main Market must comply with EU Directives including the Transparency Directive, the Consolidated Admission and Reporting Directive, and the Prospectus Directive, facilitating the sale of the security to a wide range of investors, attracting those investors who, due to internal investment criteria, legal or regulatory restrictions can only invest in listed securities on regulated markets.

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